Empowering the market with transparent regulatory reporting

“Control Now have developed a parallel system for us. We have used the tool to test that our software provider and ARM are submitting our reporting data as expected.”

Hazelle Anderson Global Head of Compliance, Oanda

“We used Control Now to complete an audit of our reporting processes. Their service was prompt, professional and reasonably priced. The output was concise and actionable.”

Joanna Wilcox Compliance Manager, SpreadEx

"Control Now have always delivered a very professional service to us. The team are extremely friendly, helpful and always available to assist with regulatory questions. Their knowledge and expertise enables a quick response time for any queries raised. In addition, their Accuracy tool is user friendly and reliable. A highly motivated and enthusiastic team of people, they are always available to arrange a call or meeting to resolve any questions or issues. Control Now provide a quality service to Charles Stanley."

Steve Jones Group Head of Compliance & MLRO at Charles Stanley & Co. Limited

"Subscribing to Control Now's Accuracy tool has been an incredible customer experience through and through. The tool itself is user friendly and produces a huge amount of reports and different validations that are extremely useful to make sure our reporting is done accurately. But more than that the Control Now team is extremely responsive and will get back to any query with the utmost speed. The level of knowledge and support they provide is all around 5-stars. They are always available if necessary, to discuss things over a call for more intricate situations and overall deliver an extremely professional and competent customer service. No regrets whatsoever in subscribing Control Now software. Both the tool and the team behind it are worth it."

Ana Teles Transaction Reporting Officer

“We use Control Now Services to validate historic transaction reporting samples obtained from FCA. We are very satisfied with the service provided. Murray and his team ensured training was tailored to our requirements. Spending time to work with us to assess and understand results. We have the confidence to be sure we are meeting our reporting requirements. A very professional service”

Julie Forino Operations and Compliance Manager

“We enlisted the help of Control-Now as part of meeting our legal requirements under MIFIR and to ensure that our ARM provider is submitting our reporting data with utmost accuracy and precision. Control-Now personnel and services have been exceptionally helpful right from the start, guiding Ramek Asset Management every step of the way. They have shown tremendous professionalism and experience in the field of transaction reporting. Their products and tools are highly configurable, able to morph to our specific needs for reporting while also being extensive with an inexhaustive list of business-specific validations that perform a range of accuracy checks. Furthermore, the output is straightforward and descriptive with links to the original ESMA texts if further granularity or guidance is needed. Finally, we believe their business and technical support is unrivalled. Control-Now was able to adhere to every concern raised while providing swift, suitable solutions.”

Andy Charalambous CEO of Ramek Asset Management Limited

"TR Assurance empowers market participants to satisfy their obligation for controls to ensure reports are complete and accurate as set out in Article 15 MiFIR.”

Mark Kelly Director, Regulatory Advice Ltd

"We decided to go with Control Now for our accuracy and completeness reconciliation requirements as they demonstrated from day one their in-depth knowledge, experience and expertise in the complex and technical world of transaction reporting! Whilst we are yet to finish implementation of the Completeness tool, we found the Accuracy tool to be innovative, user friendly and easily configurable to our firm’s specific requirements. The implementation and ease of use of the system is also a reflection on the team at Control Now who have shown nothing but professionalism, efficiency and patience (not to mention they are very technically astute in their understanding of both the regulations in this area as well as their own tool and how clients can get maximum benefit out of it for such a very reasonable cost). Can’t recommend Control Now enough!

Alexandra Marsh Chief Legal and Compliance Officer