Useful Links
We've put together a list of useful links to documentation and articles on regulatory reporting regimes.
Topic | Title (URL) | Description |
MIFIR | The French regulators MiFIR home page | |
GENERAL | Report from EC on the current state of the EU regulatory framework for financial services. Regulatory reporting was highlighted as a key problem area. | |
GENERAL | European Commission list of regulatory change | |
EMIR | REGULATION (EU) No 1247/2012 - EMIR ITS - Consolidated text | |
EMIR | REGULATION (EU) No 2019/834 - EMIR Regulation Update (EMIR REFIT) | |
EMIR | REGULATION (EU) No 648/2012 - EMIR Regulation - Consolidated text inclusive of EMIR REFIT Changes | |
EMIR | REGULATION (EU) No 148/2013 - EMIR RTS Supplement - Consolidated text | |
EMIR | All ESMA EMIR Q&As | |
EMIR | ESMA EMIR validation rules | |
MIFIR | ESMA's guidelines for reporting firms to report for MiFIR | |
MIFIR | All ESMA MiFIR Q&As | |
MIFIR | ESMA's EMIR validation rules | |
REFERENCE DATA | ESMA registers link. Including FIRDs, Regulated entities and Transparency instruments | |
EMIR | ESMAs home page for Trade Reporting (EMIR) | |
MIFIR | ESMA's home page for MiFIR data reporting | |
GENERAL | ESMA's work programme | |
GENERAL | FCA DEPP (The Decision Procedure and Penalties manual) | |
REFERENCE DATA | FCA Regulatory Newsletter: MarketWatch | |
GENERAL | FCA Handbook: Principles for Business | |
GENERAL | FCA Transaction Reporting Forum Minutes | |
EMIR | The FCA's home page for EMIR | |
MIFIR | The FCA's home page for transaction reporting | |
General | Commentary from FSB on aggregation and use of data reported to trade repositories for the purpose of market supervision. | |
REFERENCE DATA | This International Standard's universal method of identifying exchanges, trading platforms, regulated or non-regulated markets and trade reporting facilities. | |
REFERENCE DATA | Official ISO CFI code specification. | |
REFERENCE DATA | The Golden Copy Files, published by the Global Legal Entity Identifier Foundation (GLEIF), provide information on Legal Entity Identifiers (LEIs) and related reference data in a ready-to-use format. | |
REFERENCE DATA | The Legal Entity Identifier Foundation's portal for downloading all LEI reference data. | |
MIFIR | DIRECTIVE 2004/39/EC - MiFID I Directive | |
MIFIR | DIRECTIVE 2014/65/EU - MiFID II Directive | |
MIFIR | REGULATION (EU) No 600/2014 - MiFIR Regulation | |
MIFIR | REGULATION (EU) 2017/590 - RTS 22: for the reporting of transactions to competent authorities |