• MARKET WATCH 70 SUMMARY – 03.10.2022

    05/10/22

    Summary of the key items raised by FCA MW 70 on the 3rd October 2022, regarding MiFIR transaction reporting.

  • MiFIR Q&A Update – 01/04/2022

    04/04/22

    ESMA March 2022 updates the MiFIR Q&A document.

  • MiFIR reporting Accuracy and Completeness in the CSSF crosshairs

    08/02/22

    The Luxembourg National Competent Authority Commision de Surveillance du Secteur Financier (CSSF) have published a press release regarding monitoring the quality of transaction reports under MiFIR.

  • ESMA EMIR Q&A updated again in 2021

    19/11/21

    ESMA releases new version of EMIR Q&A with updates on OTC Question 3 (Calculaction of the clearing threshold) and OTC Question 10 (Hedging Definition)

  • ESMA updates MiFIR validation rules (Q2 2022)

    20/10/21

    ESMA have published version 1.6 of MIFIR Validation Rules document. The changes will be applicable from Q2 2022.

  • ESMA Updates EMIR Q&A

    30/09/21

    ESMA have updated EMIR Q&A by updating 2 questions: TR3b, TR40

  • 2021: Regulatory Reporting Updates

    30/09/21

    Other Industry News...

  • ESMA fines UnaVista trade repository for EMIR data failures

    23/09/21

    ESMA fined UnaVista €238,500 for eight breaches of EMIR.

  • OSTTRA: a new joint venture by IHS Markit and CME

    01/09/21

    CME Group and IHS Markit launched their joint venture, OSTTRA, a new post-trade services company for the global OTC markets.

  • Control Now communication with ESMA

    23/08/21

    List of the queries Control Now have opened with ESMA and the references to responses received from ESMA's Market Data Policy Team.

  • REGIS-TR PARTNERS UP WITH REG-X

    17/08/21

    Regis-TR expands their partnership program, by adding Reg-X (part of Deutsche Börse Group).

  • DTCC becomes the sole trade reporting services provider under MAS

    11/08/21

    DTCC's Global Trade Repository (GTR) service is ready to support in-scope Singapore firms with trade reporting services for the final phase of the MAS derivatives trade reporting requirements, which are scheduled to take effect on 1 October 2021.

  • UnaVista to close its SFTR trade repository

    30/07/21

    Unavista SFTR TR ceases operations by 31 January 2022.

  • ESMA MiFIR Q&A update (RTS23)

    19/07/21

    ESMA have released a new version of MiFIR Data Reporting Q&A document.

  • ESMA FINDS NCAS IMPOSED SANCTIONS OF €8.4 MILLION FOR MIFID II BREACHES IN 2020

    19/07/21

    The European Securities and Markets Authority (ESMA), the EU’s Securities Markets Regulator, has published today its third report on the use of sanctions and measures by National Competent Authorities (NCAs) under the Markets in Financial Instruments Directive (MiFID II).

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