Control Now communication with ESMA

August 23, 2021

Control Now regularly review the reporting requirements and request clarification from ESMA when the rules are ambiguous or confusing for market participants.

Below is a list of the queries we have opened with ESMA alongside the references to responses received from ESMA’s Market Data Policy Team.

 

Question ID Date submitted Response received Topic
ESMA_QA_343 02/09/2021 Reportability determination of instruments listed only on SIs
ESMA_QA_235 30/04/2021 30/07/2021 Short Selling Indicator
ESMA_QA_196 07/04/2021 Reportability of Swiss equities
ESMA_QA_155 11/03/2021 03/08/2021 Transmission of Order Indicator
ESMA_QA_145 02/03/2021 06/07/2021 Post-Brexit – National IDs for GB nationals
n/a 19/06/2019 28/09/2020 National Client Identifier for Swedish nationals

 

 

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