NEW CLIENT USING TR ACCURACY AND COMPLETENESS FOR MiFIR AND EMIR

June 8, 2020

Control Now has onboarded a new client this month bringing the total number of clients using the platform on a monthly subscription basis to 11.

This includes;

Retail Derivative Broker A UK based multiple award-winning CFD Brokerage, offering access to its clients for over 10,000 financial instruments.
Retail Derivative Broker A derivatives broker offering their clients access to CFDs and Spread Bets on FX, Equities, Indices, Commodities and Cryptocurrencies.

Clients include individuals and institutions. They have operations across Europe, Asia, Russia and South Africa.

They have a reporting obligation for MiFIR and EMIR and have engaged Control Now to support them with their accuracy (data quality) and completeness (reconciliation) testing on the transaction reports they submit to the regulators from multiple systems.

Investment Bank A US-based global Investment bank with a presence in 13 countries and revenues of over $5bn annually.
Investment Bank A global independent Investment Bank.
Investment Manager A leading investment management company in the UK which is one of the oldest listed on the LSE.
Investment Manager A UK based leading investment manager, executing long-only, buy and hold positions containing approximately 50 different equity products.
Investment Manager FTSE 250 investment and wealth manager.
FX Broker A global leader in online multi-asset trading services and currency data and analytics.
Brokerage Top 20 Global Broker by Equity volume executed.
Brokerage A boutique brokerage specialising in worldwide illiquid bonds.
ARM One of UK’s largest ARMs, part of a worldwide exchange group.
Consultant A leading provider of governance, risk, compliance, performance, and technology solutions. The consultant’s clients include over 400 leading investment advisers, private fund managers, commodity trading advisors, investment companies, broker-dealers, and domestic and international banks.