SANCTIONS AND MEASURES IMPOSED DURING 2019 BY NCS’s MEMBER STATES

September 4, 2020

Increasing sanctions and measures are being imposed by European NCA’s to properly account for the Level 1 and Level 2 provisions of the MiFID II framework. Report here (i.e. the MiFID II Directive and the MiFIR Regulation), while aiming to facilitate the reading of the reported data.  This includes criminal sanctions with regards to the MiFID II framework.

 

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