2021: Regulatory Reporting Updates
September 30, 2021
Please find below a summary of industry news from 2021…
DateTitle
30/09/2021 ESMA UPDATE EMIR Q&A
23/09/2021 ESMA fines UnaVista Trade Repository €238500 for EMIR data failures
17/08/2021 REGIS-TR partners with Reg-X
11/08/2021 DTCC becomes the sole trade repository under MAS
30/07/2021 UnaVista to close its SFTR trade repository
23/07/2021 OSTTRA: A new joint venture by IHS Markit and CME
19/07/2021 ESMA MIFIR Q&A UPDATE (RTS23)
19/07/2021 ESMA finds NCAS imposed sanctions of €8.4million for MIFID II breaches in 2020
14/07/2021 FCA publishes business plan 2021/2022
12/07/2021 ESMA fines DTCC Trade Repository for EMIR data failures
09/07/2021 LIBOR transition: UK MiFIR and EMIR Reporting
06/07/2021 MAS Consults on amendments to the “Reporting of derivatives contracts” regulations
06/07/2021 ISDA calls for clearing and trading obligation alignment
01/07/2021 UK treasury consults on UK Wholesale Markets
28/06/2021 Credit Suisse pays CFTC $1.5M for swap reporting errors
28/05/2021 ESMA Releases Updated MIFIR Q&A
28/05/2021 ESMA Consults on guidelines for data transfer between TR’s under EMIR and SFTR
24/05/2021 Update to UK EMIR reporting validation rules
20/05/2021 ESMA releases updated EMIR Q&A
06/05/2021 FCA uses transaction reporting data in investigation against Sapien
15/04/2021 ESMA DQR report highlights issues with EMIR and SFTR Data Quality
09/04/2021 EMIR: ETD Vs OTC
31/03/2021 ESMA updates EMIR Q&A
29/03/2021 ESMA & FCA retract EMIR validation change for collateral
29/03/2021 ASIC’s CFD product intervention order takes effect
26/03/2021 Citadel Securities fined $275k for reporting violations after $700k fine in 2020
19/03/2021 UK suspends RTS 27 reporting requirements for rest of the year
18/03/2021 Update to UK EMIR reporting validation rules
12/03/2021 ASIC imposes additional licence conditions on AxiCorp Financial Services
10/03/2021 Identifying GB Nationals in MiFIR reports post-Brexit
02/02/2021 ESMA Report on the application of waivers and deferrals for equity instruments
28/01/2021 ESMA UPDATES EMIR Q&A’S
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