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12. The Evidence Based Reporting Revolution: Three Steps to Unmatched Accuracy for Asset Managers

Presented jointly with Regis-TR (Chris Mason) and featuring our own Anna Dziubańska, this asset manager focused session shares an empirical view of MiFIR data quality drawn from 600 million records across 2019 to 2023, including 53 million asset manager records specifically.

/ Summary

We show how asset manager error rates have fallen from 61% in 2019 to 17% in 2023, and walk you through the eight named validation trends that account for most of the residual errors, including off exchange execution time granularity (M16), underlyings not listed on trading date (M106c, affecting 81% of firms), and seller decision maker mismatches (M41, up from 28% to 71%). We close with a three step framework (advanced transformation and assurance, targeted error correction, and benchmarking against best practice) giving CCOs at asset managers tangible peer group benchmarks to take back to their risk committees.

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